Global risk mapping of highly pathogenic avian influenza H5N1 and H5Nx in the light of epidemic episodes occurring from 2020 onwards

In this study, we applied an ecological niche modelling approach using the BRT method to evaluate the distribution of areas ecologically suitable for the risk of local circulation of HPAI H5Nx and H5N1 viruses in wild and domestic bird populations across two periods: 2015–2020 and 2020–2022. We trained separate ecological niche models for each combination of host groups (wild or domestic birds), virus strain (H5Nx or H5N1), and time period. In addition to evaluating each model separately, models trained on data from the 2015 to 2020 period were tested to predict occurrences in the 2020–2022 period, allowing us to evaluate the potential of pre-2020 models to predict a more recent distribution of H5N1 and H5Nx cases.

We assessed the relative influence (RI) of a broad range of spatial predictors (Elith et al., 2008), including anthropogenic, topographical, land cover, eco-climatic, and poultry density, on virus occurrences (Figure 2—figure supplement 1). We used occurrence records from the EMPRES-i database and sampled pseudo-absence points to account for the lack of virus detection data in some areas. These pseudo-absence points were distributed based on human population density, with more pseudo-absence points sampled in areas of higher population to reflect the greater surveillance efforts in those regions (Figure 2—figure supplements 3).

The accuracy of the models was validated through three types of cross-validation: (i) a standard cross-validation with a random and stratified divide between training and validation sets, (ii) a spatial cross-validation based on the approach used by Dhingra et al., 2016, that clustered presence and pseudo-absence points into folds using reference presence points, and (iii) a second spatial cross-validation based on a blocks generation technique (Valavi et al., 2019). Models using spatial cross-validation techniques are less affected by spatial autocorrelation, as shown by higher spatial sorting bias (SSB) values (Figure 2—figure supplement 4). Among the seven datasets evaluated, four show better performance with the reference points-based spatial cross-validation method, suggesting it was less impacted by spatial autocorrelation compared to the block generation technique. Consequently, we have proceeded with the reference points approach for consistency with Dhingra et al., 2016.

Using pre-2020 data, our models demonstrated a relatively robust capability to predict the distribution of post-2020 occurrence data. The area under the curve (AUC) values for ecological niche models trained on occurrence data in domestic birds before 2020 ranged between 0.74 and 0.77 when evaluated against post-2020 data, indicating a relatively good predictive performance. As expected, ecological niche models trained on post-2020 data showed a slightly higher predictive performance when evaluated on data from the same period, with AUC values ranging from 0.78 to 0.83 (Supplementary file 1). These results suggest that pre-2020 models captured broad patterns of suitability for H5Nx and H5N1 outbreaks, while post-2020 models provided a closer fit to the more recent epidemiological situation.

Previous literature reviews Gilbert and Pfeiffer, 2012; Dhingra et al., 2016 have summarised the predictor variables commonly correlated with HPAI occurrences. As detailed in the Materials and methods section and in the table in Supplementary Information Resources S1, we explored four sets of environmental variables considered by Dhingra et al., 2016: host variables (set 1), land cover variables (set 2), eco-climatic variables (set 3), and a risk-based selection of variables performed by Dhingra and colleagues (set 4). Set 3 showed the lowest predictive performance for both domestic and wild bird cases during the two periods and, in contrast, sets 2 and 4 demonstrated the highest predictive accuracy for wild and domestic birds, respectively (Figure 2—figure supplement 4). Set 4 combined host variables with cultivated and managed vegetation, open water areas, distance to water, and the annual mean of land surface temperature. For domestic birds, set 1 (host variables) performed well before 2020, but its predictive performance decreased after 2020 in favour of set 4. Ecological niche models trained on wild and domestic bird cases, respectively, with the sets 2 and 4, are associated with AUC values exceeding 0.77, indicating a relatively strong performance in predicting H5 occurrences based on these sets of environmental variables.

Figure 2 displays the response curves of the most important variables with their respective RI (Supplementary file 1). In the ecological niche models for H5N1 and H5Nx in domestic birds, the densities of intensive chicken populations, domestic duck populations, and human populations emerged as significant predictors, each with RI values exceeding 5%. Notably, the RI for intensive chicken density in H5N1 models increased sharply from 8.5% to 30.4% since 2020. Similarly, the RI of cultivated and managed vegetation has doubled for both strains post-2020. The response curves showed a positive correlation, indicating that higher values of these predictors were linked with an increased likelihood of HPAI occurrences given local environmental conditions. These findings indicate a trend towards increased HPAI susceptibility in environments characterised by intensive agricultural and vegetation management practices.

Global risk mapping of highly pathogenic avian influenza H5N1 and H5Nx in the light of epidemic episodes occurring from 2020 onwards

Response curves associated with the environmental variables included in the ecological niche models.

For the ecological niche models trained on wild bird infection records, we here only display the response curves estimated for the environmental variables associated with an averaged relative influence (RI) >4% for at least one of the considered occurrence datasets (thus not reporting the response curves obtained for the following variables: evergreen deciduous needleleaf trees, evergreen broadleaf trees, shrublands, and regularly flooded vegetation). Each curve was retrieved from a distinct boosted regression tree (BRT) model trained for a specific dataset of occurrence data. We also report the averaged RI (in %) of each environmental variable in the respective ecological models trained on a specific dataset of occurrence data (see Supplementary file 1 for the complete list of RI estimates along with their first and third quartiles). Due to a lack of data, the model was not trained for H5N1 in wild birds before 2020.

In contrast, eco-climatic factors such as land surface temperature and precipitation (set 3) showed only moderate influence. We also observed a decrease in the importance of domestic duck population density for both subtypes after 2020, possibly due to the increasing diversity of bird species involved in the transmission dynamics of H5N1 and H5NX (Supplementary file 2). These findings highlight the crucial role of anthropogenic and host-related variables in accurately predicting HPAI occurrences.

In the ecological niche models trained for wild bird cases, urban and built-up areas were associated with H5N1 and H5Nx occurrences (Figure 2), showing the highest RI prior to 2020. Specifically, RI values reached 54.5% before 2020 but decreased to 39.3% in the post-2020 period. This decline may indicate a reduced bias in observation data: typically, dead wild birds are more frequently found near human-populated areas due to opportunistic detections, whereas more recent surveillance efforts have become increasingly proactive (Giacinti et al., 2024). After 2020, we observed an increase in the importance of habitats, such as deciduous broadleaf trees (6.1%), mixed and other tree regions (11.4%), and herbaceous vegetation for H5Nx (9.5%). However, response curves (Figure 2) indicated that H5N1 and H5Nx occurrences in wild birds decreased in areas with greater tree cover, while they increased in regions dominated by herbaceous vegetation. Open water areas consistently showed high RI values across all time periods and virus strains, particularly for H5Nx before 2020 (25.5%) and H5N1 after 2020 (22.0%), highlighting their significant role in the ecological models of HPAI outbreaks.

Figure 3 displays maps of the predicted ecological suitability for the risk of local H5N1 and H5NX circulation across two time periods, 2015–2020 and 2020–2022; these maps being also accessible on the following link for a dynamic visualisation of the results: https://app.mood-h2020.eu/core. All maps are in a WGS84 projection with a spatial resolution of 0.0833 decimal degrees (i.e. 5 arcmin, or approximately 10 km at the equator). For H5N1 and H5Nx in domestic birds, these maps reveal several regions associated with a relatively high ecological suitability, especially in Europe and Asia, in countries such as South Korea, Japan, Singapore, Malaysia, Vietnam, Cambodia, Thailand, and the Philippines, as well as the United Kingdom, France, the Netherlands, Germany, Italy, Ukraine, and Poland. Additionally, several areas in African nations, including Nigeria and South Africa, were identified as suitable environments for both H5N1 and H5Nx local circulation in scenarios before and after 2020. Regions in North America and South America – including Bolivia, Brazil, Colombia, Ecuador, Chile, Peru, and Venezuela – demonstrated ecological suitability for the risk of local circulation for H5Nx and H5N1, with a marked increase in the predicted suitability for H5N1 after 2020. For H5Nx post-2020, areas of high predicted ecological suitability, such as Brazil, Bolivia, the Caribbean islands, and Jilin province in China, likely result from spatial extrapolations, as these regions reported few or no outbreaks in the training data.


Areas ecologically suitable for local H5N1 or H5Nx circulation leading to infection cases in domestic bird populations.

We estimated the ecological suitability for two different time periods (2015–2020 and 2020–2022) and for both wild and domestic bird populations. Dynamic visualisations of the results are available here: https://mood-platform.avia-gis.com/core.

Our findings were overall consistent with those previously reported by Dhingra et al., 2016, who used data from January 2004 to March 2015 for domestic poultry. However, some differences were noted: their maps identified higher ecological suitability for H5 occurrences before 2016 in North America, West Africa, eastern Europe, and Bangladesh, while our maps mainly highlight ecologically suitable regions in China, South-East Asia, and Europe (Figure 3—figure supplement 1). In India, analyses consistently identified high ecologically suitable areas for the risk of local H5Nx and H5N1 circulation for the three time periods (pre-2016, 2016–2020, and post-2020). Similar to the results reported by Dhingra and colleagues, we observed an increase in the ecological suitability estimated for H5N1 occurrence in South America’s domestic bird populations post-2020. Finally, Dhingra and colleagues identified high suitability areas for H5Nx occurrence in North America, which are predicted to be associated with a low ecological suitability in the 2016–2020 models.

For H5Nx and H5N1 cases in wild birds, the estimated ecological niches were primarily associated with environmental factors such as open water and distance to water, which result in ecological suitability hotspots estimated near coasts and main rivers. For both H5Nx and H5N1, certain areas of predicted high ecological suitability appear spatially isolated, i.e., surrounded by regions of low predicted ecological suitability. These areas likely meet the environmental conditions associated with past HPAI occurrences, but their spatial isolation may imply a lower risk of actual occurrences, particularly in the absence of nearby outbreaks or relevant wild bird movements. Some of the areas with high predicted ecological suitability reflect the result of extrapolations. This is particularly the case in coastal regions of West and North Africa, the Nile Basin, Central Asia (Kyrgyzstan, Tajikistan, Uzbekistan), Brazil (including the Amazon and coastal areas), southern Australia, and the Caribbean, where ecological conditions are similar to those in areas where outbreaks are known to occur but where records of outbreaks are still rare.

We observed that areas of relatively high ecological suitability have expanded after 2020. North America, particularly near the Great Lakes region, appeared more suitable for local H5Nx circulation. This expansion was also evident in Russia and South America, aligning with major bird migration routes. Notably, while H5Nx had not been reported in Australia, the models indicate potential ecological suitability there as well. Expanded ecological suitability was also observed in China, India, and European countries. However, models trained on pre-2020 data maintained reasonable predictive performance when tested on post-2020 data, suggesting that the overall ecological niche of HPAI did not drastically shift over time.

In Table 1, we report the estimation of avian species diversity indices for species involved in HPAI outbreaks for the pre-2020 and post-2020 periods. Note that these indices reflect the diversity of bird species detected in outbreak records, not necessarily their abundance in the wild. We observed variations between these two periods both in the overall bird population and within specific wild bird species groups, including sea bird species (e.g. gulls, terns, boobies, gannets). For all birds, the Shannon index increased from 4.23 before 2020 to 5.03 after 2020, which might indicate a more diverse infected bird population in the latter period. The Simpson index, however, only rose from 0.97 to 0.98, but which could potentially suggest a slightly higher concentration of certain species post-2020. Sea birds exhibited a similar upward trend in diversity post-2020, with the Shannon index increasing from 2.19 to 2.26. This latter trend could potentially suggest a broader diversity of seabird species involved in HPAI outbreaks.

Species diversity indices estimated from infected bird cases before and after 2020.

This table presents the Shannon and Simpson species diversity indices for various bird groups, comparing values before and after the year 2020. The indices are provided for all birds, sea birds, wild birds, domestic birds, as well as all birds affected by H5N1 and non-H5N1 strains.

All birds Sea birds Wild birds Domestic birds All birds H5N1 All birds non-H5N1
Shannon Simpson Shannon Simpson Shannon Simpson Shannon Simpson Shannon Simpson Shannon Simpson
<2020 4.227 0.971 2.187 0.843 3.072 0.832 3.919 0.966 2.003 0.833 3.415 0.945
>2020 5.033 0.982 2.255 0.831 5.066 0.983 2.967 0.897 2.952 0.907 3.254 0.914

When considering wild birds affected by the H5N1 strain of HPAI, there is a notable increase in the Shannon index from 2.00 before 2020 to 2.95 after 2020, accompanied by a rise in the Simpson index from 0.83 to 0.91. These increases could be indicative of greater diversity and a more even distribution of wild bird species among the reported HPAI H5N1 wild bird cases after 2020. In contrast, birds not affected by the H5N1 strain showed a slight decrease in diversity post-2020. The Shannon index decreases from 3.42 to 3.26, and the Simpson index decreases from 0.95 to 0.92. Given that HPAI particularly affected sea birds >2020, we further explore the yearly distribution of sea bird families. As depicted in Supplementary file 2, positive cases among sea birds belonging to the families Laridae (gulls and terns), Sulidae (gannets and boobies), Ardeidae (herons), Pelecanidae (pelicans), Spheniscidae (penguins), Alcidae (auks), and Phalacrocoracidae (cormorants) were detected more frequently from 2020 in comparison to before 2020. Notably, the occurrence of Laridae and Sulidae species among positive cases increased markedly from 2021 onwards.

To evaluate whether the post-2020 increase in species diversity estimated for infected wild birds could result from an increase in the number of tests performed on wild birds, we compared European annual surveillance test counts (Aznar et al., 2025; Brouwer et al., 2019) before and after 2020 using a Wilcoxon rank-sum test. We relied on European data because it was readily accessible and offered standardised and systematically collected metrics across multiple years, making it suitable for a comparative analysis. Although borderline significant (p-value=0.063), the Wilcoxon rank-sum test indeed highlighted a recent increase in the number of wild bird tests (on average >11,000/year pre-2020 and >22,000 post-2020), which indicates that the comparison of bird species diversity metrics should be interpreted with caution. However, such an increase in the number of tests conducted in the context of a passive surveillance framework would thus also be in line with an increase in the number of wild birds found dead and thus tested. Therefore, while the increase in the number of tests could indeed impact species diversity metrics such as the Shannon index, it can also reflect an absolute higher wild bird mortality in line with a broadened range of infected bird species.

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