Upstocks Securities Private Limited SEBI Registration Number INZ000315837 | NSE TM Code: 13942 | BSE TM Code: 6155 | CDSL Registration Number: IN-DP-761-2024 | CIN: U65100DL2021PTC376860 | Compliance Officer: Mr. Kapil Jaikalyani. Phone number: (022) 24229920 Email ID: compliance@upstox.com |Registered Address: 809, New Delhi House, Barakhamba Road, Connaught Place, New Delhi – 110001 | RKSV Commodities India Pvt. SEBI Ltd. Registration Number: INZ000015837 | MCX TM Code: 46510 | CIN: U74900DL2009PTC189166 |Compliance Officer: Mr. Amit Lallan. Phone number: (022) 24229920 Email ID: compliance@rksv.in |Registered Address: 807, New Delhi House, Barakhamba Road, Connaught Place, New Delhi – 110001. Corresponding address: 30th Floor, Sunshine Tower, Senapati Bapat Marg, Dadar (West), Mumbai – 400013. For complaints, please email us at: complaints@upstox.com and complaints.mcx@upstox.com.
Procedure for filing a complaint seviscore: Register on the SCORES portal. Mandatory details for filing a complaint on SCORES include name, PAN, address, mobile number and email ID. Benefits include effective communication and faster resolution of complaints. Please read carefully. Risk Disclosure Document prescribed by SEBI and our Terms of Use and Privacy Policy.
Upstox Securities Private Limited is a wholly owned subsidiary of RKSV Securities India Private Limited and RKSV Commodities India Private Limited is an affiliate of RKSV Securities India Private Limited.
Disclaimer: Investing in securities markets is subject to market risks, so please read all relevant documents carefully before investing.
*Brokerage fees will not exceed the limit prescribed by SEBI.
Risk disclosure regarding derivatives –
- Nine out of 10 individual traders in the stock futures and options sector suffered a net loss.
- On average, loss-making companies recorded net trading losses of nearly 50,000 ₹.
- In addition to the net trading losses incurred, the loss maker incurred an additional 28% of the net trading losses in transaction costs.
- Those who make a net trading profit will incur between 15% and 50% of that profit in trading costs.
Mutual Funds: Top Rated Funds does not constitute any advice. Research data provided by Morningstar. Please read the offer document carefully before investing. Upstox does not accept any liability arising from your investments.
These are not products traded on an exchange, and members simply act as resellers. All disputes regarding distribution activities are not accessible through the Exchange Investor Redress Forum or arbitration mechanism.
Attention Investors: As per NSE Circular dated 06 July 2022, BSE Circular dated 6 July 2022 and MCX Circular dated 11 July 2022, investors are cautioned against trading in unauthorized collective investment/portfolio management, index/guarantee/fixed return/payment etc. schemes. Investors are further cautioned to avoid:
a) i) Trading Credentials – Login ID and Password including OTP, ii) Trading Strategy, iii) Position Details.
b) Trading leveraged products and derivatives such as options without proper understanding may result in losses.
c) Writing, selling, or trading option strategies based on tips without basic knowledge and understanding of the product and its risks.
d) Dealing with unsolicited tips through platforms such as Whatsapp, Telegram, Instagram, YouTube, Facebook, SMS, phone calls, etc.
e) Trading or trading in “options” based on the recommendations of unlicensed or unregistered investment advisors or influencers.
Please refer to the Circular dated August 27, 2021 on Investor Awareness and Protection of Customer Assets to read the advisory guidelines for investors prescribed by the Exchange. Investor Advisory Guidelines
Please refer to Circular dated January 14, 2022 on Update of Mandatory KYC Fields by March 31, 2022 to read the recommendations prescribed by the exchanges. KYC update
Note to Investors: Please update your mobile phone number with your depositary participants to prevent fraudulent transactions in your Demat account. Receive alerts on debit transactions and other important transactions in your debit account from CDSL on the same day directly on your registered mobile number. Prevent unauthorized trades in your trading account by contacting your stockbroker and updating your mobile number/email address. Receive information about your trades directly from the exchange via mobile phone/email at the end of the day. Issued for the benefit of investors. KYC can be performed in a one-time step while trading in the stock market. Once the KYC is completed through a SEBI-registered intermediary (broker, DP, mutual fund, etc.), there is no need to go through the same process again when approaching another intermediary. As a business, we do not provide stock tips and do not authorize anyone to trade on behalf of others. If you find someone claiming to be part of Upstox or RKSV and offering such services, please send an email to: complaints@upstox.com and complaints.mcx@upstox.com.
There is no need for investors to issue checks during the IPO application. Simply fill in your bank account number and sign the application form to authorize your bank to make the payment in case of assignment. The funds remain in the investor’s account, so there is no need to worry about getting your money back. From September 1, 2020, brokerage firms can only accept securities from customers as margin by pledge in a depository system.
Update the email ID and mobile number to the broker/depositary participant and receive the OTP directly from the depository on the registered email ID and mobile number to create the pledge.
Check the securities/mutual funds/bonds in the Consolidated Financial Statements (CAS) issued monthly by NSDL/CDSL.
Attention Investors: SEBI has established an Online Dispute Resolution Portal (ODR Portal) for resolving disputes in the Indian securities markets. The Circular streamlines existing dispute resolution mechanisms and provides online mediation and arbitration, benefiting investors and listed companies. https://www.sebi.gov.in/legal/circulars/jul-2023/online-resolution-of-disputes-in-the-indian-securities-market_74794.html ODR portal for investors – https://smartodr.in/login